Siemens Energy AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
EQS Voting Rights Announcement: Siemens Energy AG
19.04.2024 / 16:44 CET/CEST Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG. The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer Name: | Siemens Energy AG | Street: | Otto-Hahn-Ring 6 | Postal code: | 81739 | City: | Munich Germany | Legal Entity Identifier (LEI): | 5299005CHJZ14D4FDJ62 | 2. Reason for notification X | Acquisition/disposal of shares with voting rights | | Acquisition/disposal of instruments | | Change of breakdown of voting rights | | Other reason:
| 3. Details of person subject to the notification obligation Legal entity: UBS Group AG City of registered office, country: Zurich, Switzerland | 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | % of voting rights attached to shares (total of 7.a.) | % of voting rights through instruments (total of 7.b.1 + 7.b.2) | Total of both in % (7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | New | 2.88 % | 2.41 % | 5.29 % | 799309712 | Previous notification | 3.16 % | 2.33 % | 5.49 % | / | 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN | Absolute | In % | | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | Direct (Sec. 33 WpHG) | Indirect (Sec. 34 WpHG) | DE000ENER6Y0 | 0 | 23052719 | 0 % | 2.88 % | Total | 23052719 | 2.88 % | b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | Right to Recall of Lent Shares | | At any time | 2926016 | 0.37 % | Right of Use over Shares | | At any time | 476449 | 0.06 % | Long Call Option | 21/06/2024-19/12/2025 | | 3936933 | 0.49 % | Right of Use over ADR (US82621A1043) | | | 28 | 0 % | | | Total | 7339426 | 0.92 % | b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | Short Put Option | 19/04/2024-19/12/2025 | | Physical | 7332333 | 0.92 % | Swaps On Baskets | 29/04/2026-16/12/2027 | | Cash | 2090385 | 0.26 % | Right of Use over Reverse Convertible | | At any time | Cash | 74173 | 0.01 % | Right of Use over Reverse Convertible | | At any time | Physical | 1356 | 0 % | Convertible Bonds (DE000A3K81W7) | 14/09/2025 | 14/09/2022-08/09/2025 | Physical | 1635176 | 0.2 % | Reverse Convertible (CH1317298177) | 07/02/2025 | | Physical | 434 | 0 % | Long Call Option | 24/04/2024 | | Cash | 123806 | 0.02 % | Long Call Warrant | - | | Cash | 120919 | 0.02 % | Equity Swaps | 20/06/2024-07/01/2025 | | Cash | 540049 | 0.07 % | | | | Total | 11918631 | 1.49 % | 8. Information in relation to the person subject to the notification obligation | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Switzerland AG | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Asset Management AG | % | % | % | UBS Asset Management (Singapore) Ltd | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Asset Management AG | % | % | % | UBS Asset Management Holding (No. 2) Ltd | % | % | % | UBS Asset Management Holding Ltd | % | % | % | UBS Asset Management (UK) Limited | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Asset Management AG | % | % | % | UBS Asset Management Holding (No. 2) Ltd | % | % | % | UBS Asset Management Holding Ltd | % | % | % | UBS Asset Management Life Limited | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Asset Management AG | % | % | % | UBS Asset Management Switzerland AG | % | % | % | UBS Fund Management (Switzerland) AG | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Asset Management AG | % | % | % | UBS Fund Management (Luxembourg) S.A. | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Asset Management AG | % | % | % | UBS Asset Management (Australia) Ltd | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Asset Management AG | % | % | % | UBS Third Party Management Company S.A. | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Americas Holding LLC | % | % | % | UBS Americas Inc. | % | % | % | UBS Financial Services Inc. | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Europe SE | % | % | % | - | % | % | % | UBS Group AG | % | % | % | UBS AG | % | % | % | UBS Americas Holding LLC | % | % | % | UBS Americas Inc. | % | % | % | UBS Securities LLC | % | % | % | - | % | % | % | UBS Group AG | % | % | % | Credit Suisse AG | % | % | % | Credit Suisse International | % | % | % | - | % | % | % | UBS Group AG | % | % | % | Credit Suisse AG | % | % | % | Credit Suisse (Schweiz) AG | % | % | % | - | % | % | % | UBS Group AG | % | % | % | Credit Suisse AG | % | % | % | Credit Suisse Asset Management International Holding Ltd | % | % | % | Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG | % | % | % | Credit Suisse Funds AG | % | % | % | 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: Proportion of voting rights | Proportion of instruments | Total of both | % | % | % | 10. Other explanatory remarks: Date
19.04.2024 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.eqs-news.com
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Language: | English |
Company: | Siemens Energy AG |
| Otto-Hahn-Ring 6 |
| 81739 Munich |
| Germany |
Internet: | www.siemens-energy.com |
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End of News | EQS News Service |
1885131 19.04.2024 CET/CEST