EQS Voting Rights Announcement: BASF SE
18.04.2024 / 08:23 CET/CEST
Dissemination of a Voting Rights Announcement transmitted by EQS News - a service of EQS Group AG.
The issuer is solely responsible for the content of this announcement.
Notification of Major Holdings 1. Details of issuer | Name: | BASF SE | | Street: | Carl-Bosch-Straße 38 | | Postal code: | 67056 | | City: | Ludwigshafen
Germany | | Legal Entity Identifier (LEI): | 529900PM64WH8AF1E917 |
2. Reason for notification | X | Acquisition/disposal of shares with voting rights | | | Acquisition/disposal of instruments | | | Change of breakdown of voting rights | | | Other reason:
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3. Details of person subject to the notification obligation Legal entity: The Goldman Sachs Group, Inc.
City of registered office, country: Wilmington, DE, United States of America (USA) |
4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3. 5. Date on which threshold was crossed or reached: 6. Total positions | | % of voting rights attached to shares
(total of 7.a.) | % of voting rights through instruments
(total of 7.b.1 + 7.b.2) | Total of both in %
(7.a. + 7.b.) | Total number of voting rights pursuant to Sec. 41 WpHG | | New | 0.64 % | 4.77 % | 5.40 % | 892,522,164 | | Previous notification | 0.34 % | 4.01 % | 4.35 % | / |
7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) | ISIN | Absolute | In % | | | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | Direct
(Sec. 33 WpHG) | Indirect
(Sec. 34 WpHG) | | US0552625057 | 0 | 230,599 | 0 % | 0.03 % | | DE000BASF111 | 0 | 5,439,415 | 0 % | 0.61 % | | Total | 5,670,014 | 0.64 % |
b.1. Instruments according to Sec. 38 (1) no. 1 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Voting rights absolute | Voting rights in % | | Right To Recall | Open | | 755,502 | 0.08 % | | Right Of Use | Open | | 572,483 | 0.06 % | | Swap | 07.07.2031 | | 2,350,029 | 0.26 % | | Future | 19.04.2024 | | 1,250,975 | 0.14 % | | Call Option | 18.12.2026 | | 6,249,900 | 0.70 % | | Call Warrant | 07.07.2031 | | 1,939,921 | 0.22 % | | | | Total | 13,118,811 | 1.47 % |
b.2. Instruments according to Sec. 38 (1) no. 2 WpHG | Type of instrument | Expiration or maturity date | Exercise or conversion period | Cash or physical settlement | Voting rights absolute | Voting rights in % | | Call Warrant | 29.11.2032 | | Cash | 1,122,552 | 0.13 % | | Put Option | 18.12.2026 | | Physical | 2,852,800 | 0.32 % | | Swap | 11.04.2034 | | Cash | 11,269,574 | 1.26 % | | Call Option | 31.03.2035 | | Cash | 5,175,966 | 0.58 % | | Future | 19.12.2031 | | Cash | 7,957,003 | 0.89 % | | Put Option | 20.12.2030 | | Cash | 907,436 | 0.10 % | | Forward | 21.03.2025 | | Cash | 136,496 | 0.02 % | | | | | Total | 29,421,828 | 3.30 % |
8. Information in relation to the person subject to the notification obligation| | Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). | | X | Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: |
| Name | % of voting rights (if at least 3% or more) | % of voting rights through instruments (if at least 5% or more) | Total of both (if at least 5% or more) | | The Goldman Sachs Group, Inc. | % | % | % | | GSAM Holdings LLC | % | % | % | | Goldman Sachs Asset Management, L.P. | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | GSAM Holdings LLC | % | % | % | | Goldman Sachs Asset Management Holdings LLC | % | % | % | | Goldman Sachs Asset Management UK Holdings I Ltd | % | % | % | | Goldman Sachs Asset Management UK Holdings II Ltd | % | % | % | | Goldman Sachs Asset Management Holdings I B.V. / Goldman Sachs Asset Management Holdings II B.V. | % | % | % | | Goldman Sachs Asset Management Holdings B.V. | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Goldman Sachs (UK) L.L.C. | % | % | % | | Goldman Sachs Group UK Limited | % | % | % | | Goldman Sachs International Bank | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | GS Global Markets, Inc. | % | % | % | | Goldman Sachs Finance Corp International Ltd | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Goldman Sachs Bank USA | % | % | % | | Goldman Sachs Bank Europe SE | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Goldman, Sachs & Co. Wertpapier GmbH | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Folio Financial, Inc. | % | % | % | | Folio Investments, Inc. | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | GS Finance Corp. | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Goldman Sachs & Co. LLC | % | % | % | | - | % | % | % | | The Goldman Sachs Group, Inc. | % | % | % | | Goldman Sachs (UK) L.L.C. | % | % | % | | Goldman Sachs Group UK Limited | % | % | % | | Goldman Sachs International | % | % | % |
9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting: | Proportion of voting rights | Proportion of instruments | Total of both | | % | % | % |
10. Other explanatory remarks: Date
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