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SES, ANNEX

ANNEX A: Standard form for notification of major holdings

10.06.2021 - 17:59:31

SES: ANNEX A: Standard form for notification of major holdings

Form to be used for the purposes of notifying a change in major holdings pursuant to the amended law and Grand-ducal Regulation of 11 January 2008 on transparency requirements for issuers (referred to as “the Transparency Law” and “the Transparency Regulation”)

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the CSSF)i

 

1. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attachedii:

SES SA

 

 

 

 

2. Reason for the notification (please tick the appropriate box or boxes):

 

_X_An acquisition or disposal of voting rights

 

__An acquisition or disposal of financial instruments

 

__An event changing the breakdown of voting rights

__Other (please specify)iii:

3. Details of person subject to the notification obligationiv:

Name: SOCIETE GENERALE SA PARIS, FRANCE

City and country of registered office (if applicable):

4. Full name of shareholder(s) (if different from 3.)v:

5. Date on which the threshold was crossed or reachedvi:

02/06/2021

 

6. Total positions of person(s) subject to the notification obligation:

 

% of voting rights attached to shares (total of 7.A)

% of voting rights through financial instruments

(total of 7.B.1 + 7.B.2)

 

Total of both in % (7.A + 7.B)

Total number of voting rights of issuervii

Resulting situation on the date on which threshold was crossed or reached

 

1.82 %

 

3.26 %

 

5.08 %

 

575 186 400

Position of previous notification (if applicable)

 

1.68 %

 

3.09 %

 

4.77 %

 

 

7. Notified details of the resulting situation on the date on which the threshold was crossed or reachedviii:

A: Voting rights attached to shares

Class/type of shares

ISIN code (if possible)

Number of voting rightsix

% of voting rights

Direct

(Art. 8 of the Transparency Law)

Indirect

(Art. 9 of the Transparency Law)

Direct

(Art. 8 of the Transparency Law)

Indirect

(Art. 9 of the Transparency Law)

ORD SHS LU0088087324

-6 204 747

12 130 000

- 1.09 %

2.11 %

BORROWED SHS LU0088087324

3 794 404

785 861

0.66 %

0.14 %

 

 

 

%

%

SUBTOTAL A

(Direct & Indirect)

10 505 518

1.82 %

 

B 1: Financial Instruments according to Art. 12(1)(a) of the Transparency Law Type of financial instrumentExpiration dateExercise/Conversion periodNumber of voting rights that may be acquired if the instrument is exercised/converted% of voting rightsPut option on Basket6/27/20236/27/2023

310,000

0.05%

Put option on Basket6/25/20216/25/2021

11,690,000

2.03%

OTC Call options8/11/20218/11/2021

17,280

0.00%

Listed Put options6/18/2021Till 18/06/2021

312,500

0.05%

12,329,780

2.15%

  B 2: Financial Instruments with similar economic effect according to Art. 12(1)(b) of the Transparency Law Type of financial instrumentExpiration dateExercise/Conversion periodPhysical or cash settlementNumber of voting rights% of voting rightsCall option on Basket6/27/20236/27/2023Cash settlement

129,962

0.02%

Call option on Basket1/3/2033Till 03/01/2033Cash settlement

351,142

0.06%

Call option on Basket6/25/20216/25/2021Cash settlement

3,835,166

0.67%

Contract for Difference

N/A

N/A

Cash settlement

46,424

0.01%

OTC Call options1/3/2033Till 03/01/2033Cash settlement

660,000

0.11%

OTC Put options1/3/2033Till 03/01/2033Cash settlement

192,000

0.03%

Listed call warrants1/3/2033Till 03/01/2033Cash settlement

991,129

0.17%

Listed put warrants1/3/2033Till 03/01/2033Cash settlement

192,000

0.03%

6,397,823

1.11%

8. Information in relation to the person subject to the notification obligation:

(please tick the applicable box)

 

__ Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer.xiii

 

_X_ Full chain of controlled undertakings through which the voting rights and/or the financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please provide a separate organisational chart in case of a complex structure):

 

 

 

 

 

 

 

 

Namexv

 

% of voting rights held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the notifiable threshold

% of voting rights through financial instruments held by ultimate controlling person or entity or held directly by any subsidiary if it equals or is higher than the

notifiable threshold

 

 

 

 

Total of both

 

 

Directly controlled by (use number(s) from 1st column)

1

SOCIETE GENERALE SA

-0.43 %

3.05 %

2.62 %

 

2

SOCIETE GENERALE EFFEKTEN Gmbh

0 %

0.21 %

0.21 %

1

3

SOCIETE GENERALE LUXEMBOURG

2.11 %

0.00 %

2.11 %

1

4

SG AMERICAS SECURITIES, LLC

0.14 %

0.00 %

0.14 %

1

 

 

%

%

%

 

 

9. In case of proxy voting:

The proxy holder named will cease to hold % and number of voting rights as of .

 

10. Additional informationxvi:

For your information, the position referring to section 7.A reported in subtotal is a consolidated position at the group level, resulting from 2 opposite positions involving 2 legal entities (intra Société Générale group operations).

Done at

PARIS, FRANCE

On

7 June, 2021

 

cssF

Commission de Surveillance du Secteur Financier

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