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VARTA AG, DE000A0TGJ55

VARTA AG, DE000A0TGJ55

24.03.2021 - 19:35:10

VARTA AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Notification of Major Holdings

1. Details of issuer Name: VARTA AG Street: VARTA-Platz 1 Postal code: 73479 City: EllwangenGermany Legal Entity Identifier (LEI): 529900E7KB95KOXBWP63 2. Reason for notification X Acquisition/disposal of shares with voting rights X Acquisition/disposal of instruments ? Change of breakdown of voting rights ? Other reason: 3. Details of person subject to the notification obligation Legal entity: Morgan StanleyCity of registered office, country: Wilmington, Delaware, United States of America (USA) 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.? 5. Date on which threshold was crossed or reached: 18 March 2021 6. Total positions ? % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG New 1.29 % 3.80 % 5.09 % 40421686 Previous notification 0.60 % 2.46 % 3.06 % / 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN Absolute In % ? Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG) Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG) DE000A0TGJ55 0 520920 0.00 % 1.29 % Total 520920 1.29 % b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in % Equity Call Option* 19.03.2021 at any time 25000 0.06 % Right of recall over securities lending agreements at any time at any time 1024009 2.53 % Equity Call Option 18.06.2021 at any time 57100 0.14 % ? ? Total 1106109 2.74 % b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in % Retail Structured Product From 26.07.2069 to 02.12.2069 at any time Cash 21 0 % Equity Swap From 23.03.2021 to 26.11.2024 at any time Cash 429182 1.06 % Equity Put Option* 19.03.2021 at any time Physical 25000 0.06 % ? ? ? Total 429203 1.06 % 8. Information in relation to the person subject to the notification obligation? Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more) Morgan Stanley % % % Morgan Stanley Capital Management, LLC % % % Morgan Stanley Domestic Holdings, Inc. % % % Morgan Stanley Capital Services LLC % % % - % % % Morgan Stanley % % % Morgan Stanley Capital Management, LLC % % % Morgan Stanley Domestic Holdings, Inc. % % % Morgan Stanley & Co. LLC % % % - % % % Morgan Stanley % % % Morgan Stanley International Holdings Inc. % % % Morgan Stanley International Limited % % % Morgan Stanley Investments (UK) % % % Morgan Stanley & Co. International plc % % % - % % % Morgan Stanley % % % Morgan Stanley Capital Management, LLC % % % Morgan Stanley Domestic Holdings, Inc. % % % Morgan Stanley & Co. LLC % % % Prime Dealer Services Corp. % % % - % % % Morgan Stanley % % % Morgan Stanley Capital Management, LLC % % % Morgan Stanley Domestic Holdings, Inc. % % % Morgan Stanley Investment Management Inc. % % % 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:Proportion of voting rights Proportion of instruments Total of both % % % 10. Other explanatory remarks:Regarding sections 7.b.1 & 7.b.2, the put and call options marked with * amounting to a combined percentage of 0.06% were not aggregated as they relate to a collar transaction under which, on a consolidated basis, Morgan Stanley can acquire 0.06% of the voting rights in VARTA AG (or receive an equivalent amount in cash) only once.? Date24 March 2021

24.03.2021 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de

Language: English Company: VARTA AG VARTA-Platz 1 73479 Ellwangen

Germany Internet: www.varta-ag.com ? End of News DGAP News Service

1178202??24.03.2021?

@ dgap.de