OSRAM Licht AG, DE000LED4000
03.12.2019 - 16:25:24OSRAM Licht AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
1. Details of issuer Name: OSRAM Licht AG Street: Marcel-Breuer-Straße 6 Postal code: 80807 City: MünchenGermany Legal Entity Identifier (LEI): 549300SXOGQHLID37W55 2. Reason for notification X Acquisition/disposal of shares with voting rights Acquisition/disposal of instruments Change of breakdown of voting rights Other reason: 3. Details of person subject to the notification obligation Natural person (first name, surname): Simon DaviesDate of birth: 11 Oct 1973 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.Sand Grove Opportunities Master Fund Ltd 5. Date on which threshold was crossed or reached: 27 Nov 2019 6. Total positions % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG New 4.73 % 0.00 % 4.73 % 96848074 Previous notification 5.75 % 0.00 % 5.75 % / 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN Absolute In % Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG) Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG) DE000LED4000 4578022 % 4.73 % Total 4578022 4.73 % b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in % % Total % b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in % % Total % 8. Information in relation to the person subject to the notification obligation Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more) Simon Davies % % % Sand Grove Capital Management (Cayman) LP % % % Sand Grove Capital Intermediate LTD % % % Sand Grove Capital Management LLP 4.73 % % 4.73 % Simon Davies % % % Sand Grove Capital Management GP LTD % % % Sand Grove Capital Management (Cayman) LP % % % Sand Grove Capital Intermediate LTD % % % Sand Grove Capital Management LLP 4.73 % % 4.73 % 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:Proportion of voting rights Proportion of instruments Total of both % % % 10. Other explanatory remarks: Date29 Nov 2019
03.12.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de
Language: English Company: OSRAM Licht AG Marcel-Breuer-Straße 6 80807 MünchenGermany Internet: www.osram-group.com End of News DGAP News Service
925915 03.12.2019
