Nordex SE, DE000A0D6554
19.09.2023 - 09:17:57EQS-PVR: Nordex SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
1. Details of issuer Name: Nordex SE Street: Erich-Schlesinger-Stra?e 50 Postal code: 18059 City: RostockGermany Legal Entity Identifier (LEI): 529900HVDYCUWVD0OE76 2. Reason for notification X Acquisition/disposal of shares with voting rights ? Acquisition/disposal of instruments ? Change of breakdown of voting rights ? Other reason: 3. Details of person subject to the notification obligation Legal entity: UBS Group AGCity of registered office, country: Zurich, Switzerland 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.UBS AG 5. Date on which threshold was crossed or reached: 13 Sep 2023 6. Total positions ? % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG New 5.12 % 2.65 % 7.77 % 236,450,364 Previous notification 4.99 % 2.81 % 7.80 % / 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN Absolute In % ? Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG) Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG) DE000A0D6554 0 12,096,153 0.00 % 5.12 % Total 12,096,153 5.12 % b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in % Right to recall lent shares At any time 2,895,269 1.22 % Right of use over shares At any time 252,859 0.11 % ? ? Total 3,148,128 1.33 % b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in % Exchangable bonds (DE000A351MA2) 14/04/2030 14/04/2023 -30/03/2030 Physical 877,304 0.37 % Right to recall exchangable bonds (DE000A351MA2) At any time Physical 324,221 0.14 % Swaps on Baskets 17/07/2024-31/07/2026 Cash 762,499 0.32 % Call options 15/09/2023 - 20/12/2024 Physical 213,000 0.09 % Put options 15/09/2023 - 20/12/2024 Physical 947,895 0.40 % ? ? ? Total 3,124,919 1.32 % 8. Information in relation to the person subject to the notification obligation? Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more) UBS Group AG % % % UBS AG 4.94 % % 5.89 % UBS Switzerland AG % % % - % % % UBS Group AG % % % UBS AG 4.94 % % 5.89 % UBS Asset Management AG % % % UBS Asset Management Holding (No. 2) Ltd % % % UBS Asset Management Holding Ltd % % % UBS Asset Management (UK) Limited % % % - % % % UBS Group AG % % % UBS AG 4.94 % % 5.89 % UBS Asset Management AG % % % UBS Fund Management (Luxembourg) SA % % % - % % % UBS Group AG % % % UBS AG 4.94 % % 5.89 % UBS Asset Management AG % % % UBS Asset Management Switzerland AG % % % UBS Fund Management (Switzerland) AG % % % - % % % UBS Group AG % % % UBS AG 4.94 % % 5.89 % UBS Americas Holding LLC % % % UBS Americas Inc. % % % UBS Securities LLC % % % 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:Proportion of voting rights Proportion of instruments Total of both % % % 10. Other explanatory remarks:? Date18 Sep 2023
19.09.2023 CET/CEST The EQS Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases.Archive at www.eqs-news.com
Language: English Company: Nordex SE Erich-Schlesinger-Stra?e 50 18059 RostockGermany Internet: www.nordex-online.com ? End of News EQS News Service
1728903??19.09.2023?CET/CEST