IMMOFINANZ AG: Release according to Article 93, Section 2 BörseG with the objective of Europe-wide distribution
Overview 1. Issuer: IMMOFINANZ AG
2. Reason for the notification: Acquisition or disposal of voting rights Acquisition or disposal of financial/other instruments
3. Person subject to notification obligation Name: Och-Ziff Capital Management Group LLC City: New York Country: USA
4. Name of shareholder(s):
5. Date on which the threshold was crossed or reached: 3.10.2017
6. Total positions% of % of voting Total Total number of voting rights through of both voting rights rights financial/other in % of issuer attached instruments (7.B. (7.A + to shares 1 + 7.B.2) 7.B) (7.A) Resulting 0,13 % 2,87 % 2,99 % 1.052.525.375 situation on the date on which threshold was crossed / reached Position of 4,22 % 4,22 % previous notification (if applicable)
Details 7. Notified details of the resulting situation:A: Voting rights attached to shares ISIN Code Number of voting rights % of voting rights Direct Indirect Direct Indirect (Sec 91 (Sec 92 BörseG) (Sec 91 (Sec 92 BörseG) BörseG) BörseG) AT0000809058 1.319.214 0,13 % SUBTOTAL A 1.319.214 0,13 % B 1: Financial / Other Instruments pursuant to Sec. 91a para. 1 No. 1 BörseG Type of Expiration Exercise Number of % of instrument Date Period voting voting rights that rights may be acquired if the instrument is exercised SUBTOTAL B.1 B 2: Financial / Other Instruments pursuant to Sec. 91a para. 1 No. 3 BörseG Type of Expiration Exercise Physical / Number of % of instrument Date Period Cash voting voting Settlement rights rights IIAAV 2 31/01/2019 06.03.2017 Cash 2.615.861 0,25 % 01/24/24 Corp - (swap [ISIN: 10.01.2024 XS1551932046]) IIA AV (swap 20/02/2018 n/a Cash 27.626.019 2,62 % [ISIN: - AT0000809058]) 03/10/2019 SUBTOTAL 30.241.880 2,87 % B.2
8. Information in relation to the person subject to the notification obligation: 0 Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer. X Full chain of controlled undertakings through which the voting rights and/or the financial/other instruments are effectively held starting with the ultimate controlling natural person or legal entity:No. Name Directly Shares Financial/other Total controlled held instruments held of both by No. directly directly (%) (%) (%) 1 Och-Ziff Capital Management Group LLC 2 Och-Ziff 1 Holding Corporation 3 OZ Management 2 LP 4 OZ Management 3 II LP 5 OZ Special 3 2,56 % 2,56 % Funding (OZMD), L.P. 6 OZEA 4 0,13 % 0,13 % Holdings, L.P. 7 OZ Europe 3 0,31 % 0,31 % Master Fund, Ltd.
9. In case of proxy voting Date of general meeting: - Voting rights after general meeting: - is equivalent to - voting rights.
10. Sonstige Kommentare: Daniel S. Och is the Chief Executive Officer, Chairman and an Executive Managing Director of Och-Ziff Capital Management Group LLC ('OZM') and has the power through shareholdings and other proxy arrangements to direct in excess of 50% of the aggregate voting rights of all shares issued by OZM. As such, for purposes of this notification, he may be deemed to control such entity and, therefore, may be deemed to be the ultimate controller of the holdings reported in this notification.
Vienna am 5.10.2017
06.10.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.deLanguage: English Company: IMMOFINANZ AG Wienerbergstraße 11 1100 Wien
Austria Internet: http://www.immofinanz.com End of News DGAP News Service