Deutsche Bank AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution
Notification of Major Holdings
1. Details of issuer Deutsche Bank AG Taunusanlage 12 60325 Frankfurt a. M. Germany 2. Reason for notification X Acquisition/disposal of shares with voting rights Acquisition/disposal of instruments Change of breakdown of voting rights Other reason: 3. Details of person subject to the notification obligation Name: City and country of registered office: Barclays Plc LondonUnited Kingdom 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.Barclays Bank Plc 5. Date on which threshold was crossed or reached 03 Apr 2017 6. Total positions % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer Resulting situation 6.98 % 1.30 % 8.28 % 2066773131 Previous notification n/a % n/a % n/a % / 7. Notified details of the resulting situation a. Voting rights attached to shares (Sec.s 21, 22 WpHG) ISIN absolute in % direct (Sec. 21 WpHG) indirect (Sec. 22 WpHG) direct (Sec. 21 WpHG) indirect (Sec. 22 WpHG) DE0005140008 0 144180231 0 % 6.98 % Total 144180231 6.98 % b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in % Stock Lender n/a 9904966 0.48 % Call Option 06.04.2017 775122 0.04 % Call Option 07.04.2017 3100 0.0002 % Total 13122801 0.63 % b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in % CFD n/a Cash 5062397 0.24 % Single Stock Future 15.12.2017 Cash 117473 0.01 % Equity Swap 19.04.2017 Cash 50000 0.002 % Total 13831968 0.67 % 8. Information in relation to the person subject to the notification obligation Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more) Barclays Plc % % % Barclays Bank Plc 6.87 % % 6.87 % 9. In case of proxy voting according to Sec. 22 para. 3 WpHGDate of general meeting: Holding position after general meeting: % (equals voting rights) 10. Other explanatory remarks:The notification obligation results from the subscription to new shares as part of a capital increase of Deutsche Bank Aktiengesellschaft that was registered in the commercial register on April 3, 2017 in connection with which Barclays Plc in its role as underwriting bank has subscribed to new shares with the primary obligation of offering these new shares for subscription to the shareholders of Deutsche Bank Aktiengesellschaft (indirect subscription rights pursuant to section 186(5) sentence 1 of the German Stock Corporation Act).
11.04.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.deLanguage: English
Company: Deutsche Bank AG Taunusanlage 12 60325 Frankfurt a. M.
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