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AIXTRON SE, DE000A0WMPJ6

AIXTRON SE, DE000A0WMPJ6

11.07.2019 - 15:24:57

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Notification of Major Holdings

1. Details of issuer Name: AIXTRON SE Street: Dornkaulstraße 2 Postal code: 52134 City: HerzogenrathGermany Legal Entity Identifier (LEI): 5299004UJ4D51M25LD67 2. Reason for notification   Acquisition/disposal of shares with voting rights X Acquisition/disposal of instruments   Change of breakdown of voting rights   Other reason: 3. Details of person subject to the notification obligation Legal entity: The Goldman Sachs Group, Inc.City of registered office, country: Wilmington, Delaware, United States of America (USA) 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.  5. Date on which threshold was crossed or reached: 04 Jul 2019 6. Total positions   % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG New 0.76 % 4.28 % 5.03 % 112927320 Previous notification n/a % n/a % n/a % / 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN Absolute In %   Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG) Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG) DE000A0WMPJ6 855794 % 0.76 % Total 855794 0.76 % b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in % Right to Recall Open 1485377 1.32 %     Total 1485377 1.32 % b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in % Swap 31.12.2030 Cash 1755000 1.55 % Call Warrant 31.12.2030 Cash 1103115 0.98 % Put Warrant 18.12.2020 Cash 486000 0.43 %       Total 3344115 2.96 % 8. Information in relation to the person subject to the notification obligation  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more) The Goldman Sachs Group, Inc. % % % GSAM Holdings LLC % % % Goldman Sachs Asset Management, L.P. % % %   The Goldman Sachs Group, Inc. % % % Goldman Sachs & Co. LLC % % %   The Goldman Sachs Group, Inc. % % % Goldman Sachs (UK) L.L.C. % % % Goldman Sachs Group UK Limited % % % Goldman Sachs International % % %   The Goldman Sachs Group, Inc. % % % Goldman, Sachs & Co. Wertpapier GmbH % % % 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:Proportion of voting rights Proportion of instruments Total of both % % % 10. Other explanatory remarks:  Date08 Jul 2019

11.07.2019 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de

Language: English Company: AIXTRON SE Dornkaulstraße 2 52134 Herzogenrath

Germany Internet: www.aixtron.com   End of News DGAP News Service

839421  11.07.2019 

@ dgap.de