AIXTRON SE, DE000A0WMPJ6

AIXTRON SE, DE000A0WMPJ6

03.12.2018 - 13:14:49

AIXTRON SE: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Notification of Major Holdings

1. Details of issuer Name: AIXTRON SE Street: Dornkaulstraße 2 Postal code: 52134 City: HerzogenrathGermany Legal Entity Identifier (LEI): 5299004UJ4D51M25LD67 2. Reason for notification X Acquisition/disposal of shares with voting rights   Acquisition/disposal of instruments   Change of breakdown of voting rights   Other reason: 3. Details of person subject to the notification obligation Legal entity: Citigroup IncCity of registered office, country: Wilmington, Delaware, United States of America (USA) 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.  5. Date on which threshold was crossed or reached: 26 Nov 2018 6. Total positions   % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) Total of both in % (7.a. + 7.b.) Total number of voting rights pursuant to Sec. 41 WpHG New 0.12 % 4.52 % 4.64 % 112924730 Previous notification 3.43 % 2.25 % 5.68 % / 7. Details on total positions a. Voting rights attached to shares (Sec. 33, 34 WpHG) ISIN Absolute In %   Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG) Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG) DE000A0WMPJ6 0 134439 0 % 0.12 % Total 134439 0.12 % b.1. Instruments according to Sec. 38 (1) no. 1 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in % Shares on Loan (right to recall) 2308282 2.04 %     Total 2308282 2.04 % b.2. Instruments according to Sec. 38 (1) no. 2 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in % OTC Swap 02-Jul-19 Cash 2741954 2.43 % OTC Swap 03-Sep-19 Cash 54804 0.05 % Warrants 17-Jun-19 - 16-Dec-19 Cash 3204 0,00 %       Total 2799962 2.48 % 8. Information in relation to the person subject to the notification obligation  Person subject to the notification obligation is not controlled nor does it control any other undertaking(s) that directly or indirectly hold(s) an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at least 3% or more) % of voting rights through instruments (if at least 5% or more) Total of both (if at least 5% or more) Citigroup Inc. % % % Citigroup Global Markets Holdings Inc. % % % Citigroup Financial Products Inc. % % % Citigroup Global Markets Holdings Bahamas Limited % % % Citigroup Global Markets Limited % % % Citigroup Global Markets Europe AG % % % 9. In case of proxy voting according to Sec. 34 para. 3 WpHG (only in case of attribution of voting rights in accordance with Sec. 34 para. 1 sent. 1 No. 6 WpHG) Date of general meeting: Holding total positions after general meeting (6.) after annual general meeting:Proportion of voting rights Proportion of instruments Total of both % % % 10. Other explanatory remarks:  Date27 Nov 2018

03.12.2018 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de

Language: English Company: AIXTRON SE Dornkaulstraße 2 52134 Herzogenrath

Germany Internet: www.aixtron.com   End of News DGAP News Service

753209  03.12.2018 

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