Deutsche Bank AG, DE0005140008

Deutsche Bank AG, DE0005140008

11.04.2017 - 18:02:57

Deutsche Bank AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Notification of Major Holdings

1. Details of issuer Deutsche Bank AG Taunusanlage 12 60325 Frankfurt a. M. Germany 2. Reason for notification X Acquisition/disposal of shares with voting rights   Acquisition/disposal of instruments   Change of breakdown of voting rights   Other reason: 3. Details of person subject to the notification obligation Name: City and country of registered office: Credit Suisse Group AG Zurich Switzerland 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.Credit Suisse Securities (Europe) Limited 5. Date on which threshold was crossed or reached 03 Apr 2017 6. Total positions   % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer Resulting situation 6.79 % 2.41 % 9.20 % 2066773131 Previous notification 1.64 % n/a % n/a % / 7. Notified details of the resulting situation a. Voting rights attached to shares (Sec.s 21, 22 WpHG) ISIN absolute in %   direct (Sec. 21 WpHG) indirect (Sec. 22 WpHG) direct (Sec. 21 WpHG) indirect (Sec. 22 WpHG) DE0005140008 0 140339752 0 % 6.79 % Total 140339752 6.79 % b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in % Repayment claims resulting from securities lending unbestimmt jederzeit 33162442 1.60 % Long Call-Option 21.04.2017 369000 0.02 % Long Call-Option 24.04.2017 79366 0.0038 % Long Call-Option 22.05.2017 35734 0.0017 % Long Call-Option 16.06.2017 1120439 0.05 % Long Call-Option 19.06.2017 91652 0.0044 % Long Call-Option 18.09.2017 66882 0.0032 % Long Call-Option 18.12.2017 91002 0.0044 % Long Call-Option 19.01.2018 800 0.00004 % Long Call-Option 15.06.2018 336132 0.02 % Long Call-Option 18.06.2018 17367 0.0008 % Long Call-Option 21.12.2018 112044 0.01 % Long Call-Option 24.12.2018 39422 0.0019 % Long Call-Warrant 25.06.2018 1400 0.0001 % Long Call-Warrant 10.09.2018 250 0.00001 % Long Call-Warrant 17.04.2019 312 0.00002 % Long Call-Warrant 01.07.2019 172 0.00001 % Long Call-Warrant 30.08.2019 320 0.00002 % Long Call-Warrant 18.11.2019 3850 0.0002 % Long Call-Warrant 17.07.2020 750 0.00004 % Long Call-Warrant 26.08.2021 89 0.000004 % Long Call-Warrant 09.02.2022 59 0.000003 %     Total 35529484 1.72 % b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in % Short Put-Option 21.04.2017 Physical 469000 0.02 % Short Put-Option 24.04.2017 Physical 201657 0.01 % Short Put-Option 22.05.2017 Physical 58784 0.0028 % Short Put-Option 16.06.2017 Physical 5378107 0.26 % Short Put-Option 19.06.2017 Physical 181814 0.01 % Short Put-Option 18.09.2017 Physical 66375 0.0032 % Short Put-Option 15.12.2017 Physical 2344801 0.11 % Short Put-Option 18.12.2017 Physical 296916 0.01 % Short Put-Option 19.01.2018 Physical 120000 0.01 % Short Put-Option 18.06.2018 Physical 511174 0.02 % Short Put-Option 21.12.2018 Physical 504199 0.02 % Short Put-Option 24.12.2018 Physical 8291 0.0004 % Equity Swap 28.04.2017 Cash 466 0.00002 % Equity Swap 05.06.2017 Cash 607920 0.03 % Equity Swap 08.06.2017 Cash 465218 0.02 % Equity Swap 12.06.2017 Cash 300629 0.01 % Equity Swap 16.06.2017 Cash 261320 0.01 % Equity Swap 28.06.2017 Cash 372303 0.02 % Equity Swap 18.07.2017 Cash 114623 0.01 % Equity Swap 29.09.2017 Cash 795030 0.04 % Equity Swap 16.10.2017 Cash 136845 0.01 % Equity Swap 18.10.2017 Cash 827 0.00004 % Equity Swap 03.11.2017 Cash 4989 0.0002 % Equity Swap 06.11.2017 Cash 139967 0.01 % Equity Swap 27.12.2017 Cash 103491 0.01 % Equity Swap 12.02.2018 Cash 14979 0.0007 % Equity Swap 01.03.2018 Cash 356 0.00002 % Equity Swap 28.03.2018 Cash 126384 0.01 % Equity Swap 03.05.2018 Cash 22936 0.001 % Equity Swap 04.06.2018 Cash 18319 0.0009 % Equity Swap 05.06.2018 Cash 150400 0.01 % Equity Swap 02.08.2018 Cash 43261 0.002 % Equity Swap 03.09.2018 Cash 11600 0.0006 % Equity Swap 04.09.2018 Cash 76900 0.0037 % Equity Swap 10.09.2018 Cash 40556 0.002 % Equity Swap 24.10.2018 Cash 225255 0.01 % Equity Swap 29.03.2019 Cash 32553 0.0016 %       Total 14208244 0.69 % 8. Information in relation to the person subject to the notification obligation  Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more) Credit Suisse Group AG % % % Credit Suisse AG % % %   Credit Suisse Group AG % % % Credit Suisse AG % % % Credit Suisse (Schweiz) AG % % %   Credit Suisse Group AG % % % Credit Suisse AG % % % Credit Suisse Life & Pensions AG % % %   Credit Suisse Group AG % % % Credit Suisse AG % % % Credit Suisse AG, Guernsey Branch % % % Credit Suisse International % % %   Credit Suisse Group AG % % % Credit Suisse AG % % % Credit Suisse Investments (UK) % % % Credit Suisse Investment Holdings (UK) % % % Credit Suisse Securities (Europe) Limited 6.65 % % 7.93 %   Credit Suisse Group AG % % % Credit Suisse AG % % % Credit Suisse Holdings (USA), Inc. % % % Credit Suisse (USA), Inc. % % % Credit Suisse Prime Securities Services (USA) LLC % % %   Credit Suisse Group AG % % % Credit Suisse AG % % % Credit Suisse Holdings (USA), Inc. % % % Credit Suisse (USA), Inc. % % % Credit Suisse Securities (USA) LLC % % % Organizational chart:http://n.eqs.com/c/fncls.ssp?u=UDDVOUHRID 9. In case of proxy voting according to Sec. 22 para. 3 WpHGDate of general meeting: Holding position after general meeting: % (equals voting rights) 10. Other explanatory remarks:The notification obligation results from the subscription to new shares as part of a capital increase of Deutsche Bank Aktiengesellschaft that was registered in the commercial register on April 3, 2017 in connection with which Credit Suisse Securities (Europe) Limited in its role as underwriting bank has subscribed to new shares with the primary obligation of offering these new shares for subscription to the shareholders of Deutsche Bank Aktiengesellschaft (indirect subscription rights pursuant to section 186(5) sentence 1 of the German Stock Corporation Act). 

11.04.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de

Language: English

Company: Deutsche Bank AG Taunusanlage 12 60325 Frankfurt a. M.

Germany Internet: www.db.com   End of News DGAP News Service

563511  11.04.2017 

@ dgap.de