Deutsche Bank AG, DE0005140008

Deutsche Bank AG, DE0005140008

11.04.2017 - 18:02:57

Deutsche Bank AG: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Notification of Major Holdings

1. Details of issuer Deutsche Bank AG Taunusanlage 12 60325 Frankfurt a. M. Germany 2. Reason for notification   Acquisition/disposal of shares with voting rights   Acquisition/disposal of instruments   Change of breakdown of voting rights X Other reason:Subscription to new shares as part of a capital increase of Deutsche Bank Aktiengesellschaft that was registered in the commercial register on April 3, 2017 3. Details of person subject to the notification obligation Name: City and country of registered office: The Goldman Sachs Group, Inc. WilmingtonUnited States of America (USA) 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.Goldman Sachs International 5. Date on which threshold was crossed or reached 03 Apr 2017 6. Total positions   % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer Resulting situation 7.56 % 0.66 % 8.23 % 2066773131 Previous notification n/a % n/a % n/a % / 7. Notified details of the resulting situation a. Voting rights attached to shares (Sec.s 21, 22 WpHG) ISIN absolute in %   direct (Sec. 21 WpHG) indirect (Sec. 22 WpHG) direct (Sec. 21 WpHG) indirect (Sec. 22 WpHG) DE0005140008 156270837 % 7.56 % Total 156270837 7.56 % b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in % Securities Lending Open / offen 8246328 0.40 %     Total 8246328 0.40 % b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in % Put Option 15.12.2017 Cash 1426500 0.07 % Swap 31.12.2030 Cash 1902727 0.09 % Warrant 31.12.2030 Cash 1478057 0.07 % Call Option 20.10.2017 Cash 375800 0.02 % CFD 25.06.2018 Cash 274232 0.01 % Forward 16.06.2017 Cash 24807 0.001 %       Total 5482123 0.27 % 8. Information in relation to the person subject to the notification obligation  Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.). X Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more) The Goldman Sachs Group, Inc. % % % Goldman Sachs (UK) L.L.C. % % % Goldman Sachs Group UK Limited % % % Goldman Sachs International 7.17 % % 7.56 %       % % % The Goldman Sachs Group, Inc. % % % The Goldman, Sachs & Co. L.L.C. % % % Goldman, Sachs & Co. % % %       % % % The Goldman Sachs Group, Inc. % % % Goldman, Sachs & Co. % % %       % % % The Goldman Sachs Group, Inc. % % % GSAM Holdings LLC % % % Goldman Sachs Asset Management, L.P. % % %       % % % The Goldman Sachs Group, Inc. % % % Goldman, Sachs & Co. Wertpapier GmbH % % %       % % % The Goldman Sachs Group, Inc. % % % The Goldman Sachs Trust Company, National Association % % % The Goldman Sachs Trust Company of Delaware % % %       % % % The Goldman Sachs Group, Inc. % % % Goldman Sachs Financial Markets L.L.C. % % % Goldman Sachs Financial Markets, L.P. % % %       % % % The Goldman Sachs Group, Inc. % % % Goldman Sachs Financial Markets, L.P. % % % Organizational chart:http://n.eqs.com/c/fncls.ssp?u=BMNLOVAIVX 9. In case of proxy voting according to Sec. 22 para. 3 WpHGDate of general meeting: Holding position after general meeting: % (equals voting rights) 10. Other explanatory remarks:The notification obligation results from the transfer of shares by Goldman Sachs International in its role as underwriting bank as part of the settlement of the rights offering of Deutsche Bank Aktiengesellschaft. 

11.04.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de

Language: English

Company: Deutsche Bank AG Taunusanlage 12 60325 Frankfurt a. M.

Germany Internet: www.db.com   End of News DGAP News Service

563231  11.04.2017 

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