ADVA Optical Networking SE, DE0005103006

ADVA Optical Networking SE, DE0005103006

08.09.2017 - 07:37:36

ADVA Optical Networking SE: Release according to Article 26, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Notification of Major Holdings

1. Details of issuer ADVA Optical Networking SE Märzenquelle 1-3 98617 Meiningen-Dreissigacker Germany 2. Reason for notification X Acquisition/disposal of shares with voting rights   Acquisition/disposal of instruments   Change of breakdown of voting rights   Other reason: 3. Details of person subject to the notification obligation Name: City and country of registered office: Internationale Kapitalanlagegesellschaft mit beschränkter Haftung DüsseldorfGermany 4. Names of shareholder(s) holding directly 3% or more voting rights, if different from 3.  5. Date on which threshold was crossed or reached: 31 Aug 2017 6. Total positions   % of voting rights attached to shares (total of 7.a.) % of voting rights through instruments (total of 7.b.1 + 7.b.2) total of both in % (7.a. + 7.b.) total number of voting rights of issuer Resulting situation 3.07 % 0.35 % 3.42 % 49684049 Previous notification n/a % n/a % n/a % / 7. Notified details of the resulting situation a. Voting rights attached to shares (Sec.s 21, 22 WpHG) ISIN absolute in %   direct (Sec. 21 WpHG) indirect (Sec. 22 WpHG) direct (Sec. 21 WpHG) indirect (Sec. 22 WpHG) DE0005103006 0 1,524,869 0 % 3.07 % Total 1,524,869 3.07 % b.1. Instruments according to Sec. 25 para. 1 No. 1 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in % %     Total % b.2. Instruments according to Sec. 25 para. 1 No. 2 WpHG Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in % Discount Certificate, DE000DM5Z9Y0 14.12.2017 Both 40,000 0.08 % Discount Certificate, DE000DL47KN9 14.09.2017 Both 22,000 0.04 % Discount Certificate, DE000DL3ZQK7 14.12.2017 Both 112,750 0.23 %       Total 174,750 0.35 % 8. Information in relation to the person subject to the notification obligationX Person subject to the notification obligation is not controlled and does itself not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuer (1.).   Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity: Name % of voting rights (if at least held 3% or more) % of voting rights through instruments (if at least held 5% or more) Total of both (if at least held 5% or more)   9. In case of proxy voting according to Sec. 22 para. 3 WpHGDate of general meeting: Holding position after general meeting: % (equals voting rights) 10. Other explanatory remarks: 

08.09.2017 The DGAP Distribution Services include Regulatory Announcements, Financial/Corporate News and Press Releases. Archive at www.dgap.de

Language: English

Company: ADVA Optical Networking SE Märzenquelle 1-3 98617 Meiningen-Dreissigacker

Germany Internet: www.advaoptical.com   End of News DGAP News Service

607907  08.09.2017 

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